Nursery Stock Dealer License in Rhode Island
Quick Answer
Rhode Island requires FINRA exams (Series 7 + Series 63/66), broker-dealer sponsorship, and registration through the Department of Business Regulation's Securities Division.
- Exam
- FINRA Series 7 + Series 63
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Renewal
- Every Annually (December 31)
Requirements
Nursery Stock Dealer license in Rhode Island
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your Nursery Stock Dealer license in Rhode Island. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Rhode Island licensing board.
Nursery Stock Dealer Salary in Rhode Island
Entry Level
$50,740
Median
$78,560
Experienced
$172,240
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Nursery Stock Dealer in Rhode Island.
- 1
Submit Your Application
File your application with the licensing agency.
- 2
Receive Your License
Processing typically takes 2-4 months.
Nursery Stock Dealer Licensing in Rhode Island: What to Know
Rhode Island registers securities agents (registered representatives) through the Department of Business Regulation, Securities Division. The COS data describes registered representatives as those who advise on which securities to buy and sell and collect a percentage of commission income. All agents must be sponsored by a FINRA-member broker-dealer, pass the Series 7 and either the Series 63 or Series 66 exam, and register through the CRD system under Rhode Island's Uniform Securities Act (R.I. Gen. Laws Chapter 7-11).
Frequently Asked Questions
- How much does a Nursery Stock Dealer license cost in Rhode Island?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Nursery Stock Dealer license in Rhode Island?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Nursery Stock Dealer license in Rhode Island?
- You need to pass the FINRA Series 7 + Series 63. N/A
Considering another state?
Compare Nursery Stock Dealer requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.