Broker-Dealer License in Oklahoma
Quick Answer
Oklahoma requires registration through the Department of Securities, FINRA exams (Series 7 + Series 63/66), continuing education, and no felony convictions.
- Exam
- FINRA Series 7 + Series 63
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Background Check
- Required
- Renewal
- Every Annually (December 31)
Requirements
Broker-Dealer license in Oklahoma
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your Broker-Dealer license in Oklahoma. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Oklahoma licensing board.
Broker-Dealer Salary in Oklahoma
Entry Level
$30,750
Median
$64,870
Experienced
$176,610
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Broker-Dealer in Oklahoma.
- 1
Complete Education Requirements
No educational requirements
- 2
Submit Background Check
Felony convictions prohibited
- 3
Pass the Required Exam
State exam required — FINRA Series 7 + Series 63
- 4
Submit Your Application
File your application with the licensing agency.
- 5
Receive Your License
Processing typically takes 2-4 months.
Broker-Dealer Licensing in Oklahoma: What to Know
Oklahoma registers broker-dealers and their agents through the Oklahoma Department of Securities. The COS data provides detailed descriptions: a broker-dealer is a person engaged in buying and selling securities, offering financial counseling and educating clients. A broker-dealer agent works for or represents a broker-dealer as a securities sales representative. Oklahoma requires continuing education, prohibits felony convictions, and mandates a state exam. All agents must pass FINRA exams including the Series 7 and Series 63 or 66 and file through the CRD system.
Frequently Asked Questions
- How much does a Broker-Dealer license cost in Oklahoma?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Broker-Dealer license in Oklahoma?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Broker-Dealer license in Oklahoma?
- You need to pass the FINRA Series 7 + Series 63. State exam required
Considering another state?
Compare Broker-Dealer requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.