Broker License in Kentucky
Quick Answer
Kentucky requires a $50 initial registration fee, $50 annual renewal, a high school diploma, and passing FINRA exams (Series 7 + Series 63/66) through the Department of Financial Institutions.
- Exam
- FINRA Series 7 + Series 63
- Total Cost
- $650 (est.)
- Timeline
- 2-4 months
- Background Check
- Required
- Renewal
- Every Annually (December 31)
Requirements
Broker license in Kentucky
Estimated Costs Est.
- Application Fee
- $50
- Exam Fee
- $305
- Renewal Fee
- $50
- Total Estimated Cost
- $650
Cost Breakdown
Estimated costs for getting your Broker license in Kentucky. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Kentucky licensing board.
Broker Salary in Kentucky
Entry Level
$44,420
Median
$57,850
Experienced
$158,920
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Broker in Kentucky.
- 1
Complete Education Requirements
Degree required
- 2
Submit Background Check
No criminal record prohibitions
- 3
Pass the Required Exam
State exam required — FINRA Series 7 + Series 63
- 4
Submit Your Application
File your application with the licensing agency. Application fee: ~$50.
- 5
Receive Your License
Processing typically takes 2-4 months.
Broker Licensing in Kentucky: What to Know
Kentucky registers securities agents through the Department of Financial Institutions. The COS data provides detailed information: agents must be at least 18, have a high school diploma or GED, be trustworthy and honest, and pass FINRA examinations. The initial registration fee is $50 and the annual renewal fee is $50. Broker-dealer firms pay $120 for initial registration and $120 annually. There are no residency, health, or work experience requirements. All licenses must be renewed by December 31 annually. Kentucky's Securities Act governs these requirements.
Frequently Asked Questions
- How much does a Broker license cost in Kentucky?
- The estimated total cost is $650, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Broker license in Kentucky?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Broker license in Kentucky?
- You need to pass the FINRA Series 7 + Series 63. State exam required
Considering another state?
Compare Broker requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.