LicenseCompass

Stock Brokers/Dealer License in Georgia

Quick Answer

Georgia requires registration through the Secretary of State's Securities Division, FINRA exams (Series 7 + Series 63/66), and broker-dealer sponsorship with a state exam.

Exam
FINRA Series 7 + Series 63
Total Cost
$500 (est.)
Timeline
2-4 months
Renewal
Every Annually (December 31)

Requirements

Stock Brokers/Dealer license in Georgia

gold
Exam
State exam required
Veterans Benefits
N/A - Not displayed

Estimated Costs Est.

Exam Fee
$305
Total Estimated Cost
$500

Licensing Agency

Georgia Office of Secretary of State - Securities Division~Georgia Office of Secretary of State - Securities Division

Cost Breakdown

Estimated costs for getting your Stock Brokers/Dealer license in Georgia. Values marked "Est." are extracted from official descriptions.

Enter the cost of your pre-licensing education program

$
Exam FeeEst.$305
Total Estimated Cost$305

Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Georgia licensing board.

Stock Brokers/Dealer Salary in Georgia

Entry Level

$46,630

Median

$61,620

Experienced

$164,320

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

How to Get Licensed

Step-by-step roadmap to becoming a licensed Stock Brokers/Dealer in Georgia.

  1. 1

    Pass the Required Exam

    State exam required — FINRA Series 7 + Series 63

  2. 2

    Submit Your Application

    File your application with the licensing agency.

  3. 3

    Receive Your License

    Processing typically takes 2-4 months.

Stock Brokers/Dealer Licensing in Georgia: What to Know

Georgia registers stock brokers and broker-dealers through the Securities Division of the Office of the Secretary of State. The COS data explicitly identifies a 'Stock Brokers/Dealer' listing, describing them as intermediaries between buyers and sellers of securities. Georgia requires certification and a state exam for registration. All agents must be sponsored by a FINRA-member broker-dealer, pass the Series 7 and Series 63 or Series 66 exams, and register through the CRD system under Georgia's blue sky laws (Georgia Securities Act of 1973).

Frequently Asked Questions

How much does a Stock Brokers/Dealer license cost in Georgia?
The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
How long does it take to get a Stock Brokers/Dealer license in Georgia?
The process typically takes 2-4 months, depending on education completion and exam scheduling.
What exam do I need for a Stock Brokers/Dealer license in Georgia?
You need to pass the FINRA Series 7 + Series 63. State exam required

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Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.