SECURITIES REPRESENTATIVE License in Wyoming
Quick Answer
Wyoming requires a $45 application fee, $45 annual renewal, association with a FINRA-member firm, and passing FINRA exams (at least 70%) plus the Series 63 or 66 state law exam. No formal education required. No felony convictions permitted.
- Exam
- FINRA Series exams (Series 7, 63, 66, or 65) + state law exam
- Total Cost
- $700 (est.)
- Timeline
- 2-4 months
- Background Check
- Required
- Renewal
- Every Annually (license anniversary date)
Requirements
SECURITIES REPRESENTATIVE license in Wyoming
Estimated Costs Est.
- Application Fee
- $45
- Exam Fee
- $305
- Renewal Fee
- $45
- Total Estimated Cost
- $700
Cost Breakdown
Estimated costs for getting your SECURITIES REPRESENTATIVE license in Wyoming. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Wyoming licensing board.
How to Get Licensed
Step-by-step roadmap to becoming a licensed SECURITIES REPRESENTATIVE in Wyoming.
- 1
Complete Education Requirements
No educational requirements
- 2
Submit Background Check
No criminal record prohibitions
- 3
Pass the Required Exam
No exam required — FINRA Series exams (Series 7, 63, 66, or 65) + state law exam
- 4
Submit Your Application
File your application with the licensing agency. Application fee: ~$45.
- 5
Receive Your License
Processing typically takes 2-4 months.
SECURITIES REPRESENTATIVE Licensing in Wyoming: What to Know
Wyoming has the most comprehensive COS entry for financial professionals. The Secretary of State (Compliance Division) regulates Securities Representatives. The COS data provides extensive detail: new application fee is $45, annual renewal is $45, and examinations are administered at authorized testing centers (Sylvan/Pearson VUE). Applicants must: (1) be associated with a FINRA-member firm, (2) pass the appropriate FINRA examination with at least 70% plus the Series 63 or Series 66 state law exam with at least 70%, and (3) fulfill prerequisite requirements for certain categories. No formal education is required and study materials are available from FINRA and private vendors. No continuing education is required in Wyoming. A violation of any federal or state law, FINRA or exchange rule that would prohibit working in the securities business is disqualifying, and no felony conviction is permitted. Licenses expire annually on the license anniversary date.
Frequently Asked Questions
- How much does a SECURITIES REPRESENTATIVE license cost in Wyoming?
- The estimated total cost is $700, including application fees, exam fees ($305), and education costs.
- How long does it take to get a SECURITIES REPRESENTATIVE license in Wyoming?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a SECURITIES REPRESENTATIVE license in Wyoming?
- You need to pass the FINRA Series exams (Series 7, 63, 66, or 65) + state law exam. No exam required
Considering another state?
Compare SECURITIES REPRESENTATIVE requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.