INVESTMENT ADVISOR REPRESENTATIVE License in Tennessee
Quick Answer
Tennessee requires Form U4 filing, passing the Series 65 or Series 7+66 (or holding CFP, ChFC, PFS, CFA, or CIC designation), and registration through the Department of Commerce and Insurance, Securities Division.
- Exam
- Series 65 or Series 7 + Series 66 (or qualifying designation)
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Renewal
- Every Annually (December 31)
Requirements
INVESTMENT ADVISOR REPRESENTATIVE license in Tennessee
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your INVESTMENT ADVISOR REPRESENTATIVE license in Tennessee. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Tennessee licensing board.
INVESTMENT ADVISOR REPRESENTATIVE Salary in Tennessee
Entry Level
$40,400
Median
$89,390
Experienced
$239,200
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed INVESTMENT ADVISOR REPRESENTATIVE in Tennessee.
- 1
Complete Education Requirements
Specific course required
- 2
Pass the Required Exam
Third-party exam required — Series 65 or Series 7 + Series 66 (or qualifying designation)
- 3
Submit Your Application
File your application with the licensing agency.
- 4
Receive Your License
Processing typically takes 2-4 months.
INVESTMENT ADVISOR REPRESENTATIVE Licensing in Tennessee: What to Know
Tennessee has the most detailed COS entry for Investment Adviser Representatives. Regulated through the Department of Commerce and Insurance, Securities Division. Registration requires: (1) Form U4 and all required exhibits, (2) appropriate application fee, (3) satisfactory passing score on qualifying examinations, and (4) any additional information requested. Examination options include: (a) Series 65 (UIALE) alone, (b) Series 7 + Series 66 combination, (c) having been registered as an IAR in any state within the preceding 24 months, or (d) holding one of these professional designations: Certified Financial Planner (CFP), Chartered Financial Consultant (ChFC), Personal Financial Specialist (PFS), Chartered Financial Analyst (CFA), or Chartered Investment Counselor (CIC). A specific course is required and third-party exams are administered. No continuing education requirement noted.
Frequently Asked Questions
- How much does a INVESTMENT ADVISOR REPRESENTATIVE license cost in Tennessee?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a INVESTMENT ADVISOR REPRESENTATIVE license in Tennessee?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a INVESTMENT ADVISOR REPRESENTATIVE license in Tennessee?
- You need to pass the Series 65 or Series 7 + Series 66 (or qualifying designation). Third-party exam required
Considering another state?
Compare INVESTMENT ADVISOR REPRESENTATIVE requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.