LicenseCompass

Securities Sales License in Ohio

Quick Answer

Ohio requires passing the Series 65 or Series 7+66 exams and IARD registration through the Division of Securities. Contact (800) 700-6247 for detailed requirements.

Exam
Series 65 or Series 7 + Series 66
Total Cost
$500 (est.)
Timeline
2-4 months
Background Check
Required
Renewal
Every Annually (December 31)

Requirements

Securities Sales license in Ohio

gold
Background Check
Specific type of conviction prohibited
Veterans Benefits
N/A - Not displayed

Estimated Costs Est.

Exam Fee
$305
Total Estimated Cost
$500

Licensing Agency

Ohio Department of Commerce~Division of Securities

Cost Breakdown

Estimated costs for getting your Securities Sales license in Ohio. Values marked "Est." are extracted from official descriptions.

Enter the cost of your pre-licensing education program

$
Exam FeeEst.$305
Total Estimated Cost$305

Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Ohio licensing board.

Securities Sales Salary in Ohio

Entry Level

$46,280

Median

$82,100

Experienced

$238,140

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

How to Get Licensed

Step-by-step roadmap to becoming a licensed Securities Sales in Ohio.

  1. 1

    Submit Background Check

    Specific type of conviction prohibited

  2. 2

    Submit Your Application

    File your application with the licensing agency.

  3. 3

    Receive Your License

    Processing typically takes 2-4 months.

Securities Sales Licensing in Ohio: What to Know

The COS data for Ohio references Securities Sales and directs to contact the licensing authority or the Ohio Career Information System (OCIS) at (800) 700-6247 for more information. Ohio regulates investment advisers through the Division of Securities under the Department of Commerce. IARs must register through the IARD system and pass qualifying FINRA examinations.

Frequently Asked Questions

How much does a Securities Sales license cost in Ohio?
The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
How long does it take to get a Securities Sales license in Ohio?
The process typically takes 2-4 months, depending on education completion and exam scheduling.
What exam do I need for a Securities Sales license in Ohio?
You need to pass the Series 65 or Series 7 + Series 66. N/A

Considering another state?

Compare Securities Sales requirements across states.

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Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.