Mass Gatherings License in North Carolina
Quick Answer
North Carolina requires passing the Series 65 or Series 7+66 exams and IARD registration through the Secretary of State, Securities Division. COS data did not provide a specific financial planner listing.
- Exam
- Series 65 or Series 7 + Series 66
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Renewal
- Every Annually (December 31)
Requirements
Mass Gatherings license in North Carolina
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your Mass Gatherings license in North Carolina. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the North Carolina licensing board.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Mass Gatherings in North Carolina.
- 1
Pass the Required Exam
No exam required — Series 65 or Series 7 + Series 66
- 2
Submit Your Application
File your application with the licensing agency.
- 3
Receive Your License
Processing typically takes 2-4 months.
Mass Gatherings Licensing in North Carolina: What to Know
NO MATCH: The COS database returned a Mass Gatherings listing for North Carolina instead of a financial planner/investment adviser entry. North Carolina regulates securities through the Secretary of State, Securities Division. Investment Adviser Representatives must register through the IARD system and pass qualifying FINRA examinations.
Frequently Asked Questions
- How much does a Mass Gatherings license cost in North Carolina?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Mass Gatherings license in North Carolina?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Mass Gatherings license in North Carolina?
- You need to pass the Series 65 or Series 7 + Series 66. No exam required
Considering another state?
Compare Mass Gatherings requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.