Investment Advisers Representative License in New Mexico
Quick Answer
New Mexico requires passing the Series 65 or Series 7+66 exams, a background check, and IARD registration through the Regulation & Licensing Department, Securities Division. No CE required.
- Exam
- Series 65 or Series 7 + Series 66
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Background Check
- Required
- Renewal
- Every Annually (December 31)
Requirements
Investment Advisers Representative license in New Mexico
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your Investment Advisers Representative license in New Mexico. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the New Mexico licensing board.
Investment Advisers Representative Salary in New Mexico
Entry Level
$39,100
Median
$77,710
Experienced
$239,200
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Investment Advisers Representative in New Mexico.
- 1
Submit Background Check
Background check required
- 2
Pass the Required Exam
Third-party exam required — Series 65 or Series 7 + Series 66
- 3
Submit Your Application
File your application with the licensing agency.
- 4
Receive Your License
Processing typically takes 2-4 months.
Investment Advisers Representative Licensing in New Mexico: What to Know
New Mexico regulates Investment Advisers Representatives through the Regulation & Licensing Department, Securities Division. The COS data describes licensed securities broker-dealers, financial advisers, and other investment professionals. A third-party exam and background check are required. No continuing education is mandated. IARs register through the IARD system.
Frequently Asked Questions
- How much does a Investment Advisers Representative license cost in New Mexico?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Investment Advisers Representative license in New Mexico?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Investment Advisers Representative license in New Mexico?
- You need to pass the Series 65 or Series 7 + Series 66. Third-party exam required
Considering another state?
Compare Investment Advisers Representative requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.