FINANCIAL BROKERS, AGENTS, AND DEALERS License in Massachusetts
Quick Answer
Massachusetts requires passing the Series 65 or Series 7+66 exams and IARD registration through the Secretary of the Commonwealth, Securities Division. Massachusetts has strict fiduciary standards.
- Exam
- Series 65 or Series 7 + Series 66
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Background Check
- Required
- Renewal
- Every Annually (December 31)
Requirements
FINANCIAL BROKERS, AGENTS, AND DEALERS license in Massachusetts
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your FINANCIAL BROKERS, AGENTS, AND DEALERS license in Massachusetts. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Massachusetts licensing board.
FINANCIAL BROKERS, AGENTS, AND DEALERS Salary in Massachusetts
Entry Level
$65,060
Median
$101,320
Experienced
$239,200
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed FINANCIAL BROKERS, AGENTS, AND DEALERS in Massachusetts.
- 1
Complete Education Requirements
No educational requirements
- 2
Submit Background Check
Felony convictions prohibited
- 3
Pass the Required Exam
State exam required — Series 65 or Series 7 + Series 66
- 4
Submit Your Application
File your application with the licensing agency.
- 5
Receive Your License
Processing typically takes 2-4 months.
FINANCIAL BROKERS, AGENTS, AND DEALERS Licensing in Massachusetts: What to Know
Massachusetts lists Financial Brokers, Agents, and Dealers through the Secretary of the Commonwealth, Securities Division. The COS description references broker-dealers and financial advisers. A broker-dealer is any person effecting transactions in securities for the account of others or for their own account, while an agent represents a broker-dealer or issuer. Massachusetts has strict fiduciary standards for investment advisers and enforces the Massachusetts Uniform Securities Act. IARs must register through the IARD system.
Frequently Asked Questions
- How much does a FINANCIAL BROKERS, AGENTS, AND DEALERS license cost in Massachusetts?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a FINANCIAL BROKERS, AGENTS, AND DEALERS license in Massachusetts?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a FINANCIAL BROKERS, AGENTS, AND DEALERS license in Massachusetts?
- You need to pass the Series 65 or Series 7 + Series 66. State exam required
Considering another state?
Compare FINANCIAL BROKERS, AGENTS, AND DEALERS requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.