Securities-Investment Adviser Representative License in Kentucky
Quick Answer
Kentucky requires passing the Series 65 or Series 7+66 exams and IARD registration through the Department of Financial Institutions. Contact the agency for specific fee details.
- Exam
- Series 65 or Series 7 + Series 66
- Total Cost
- $500 (est.)
- Timeline
- 2-4 months
- Renewal
- Every Annually (December 31)
Requirements
Securities-Investment Adviser Representative license in Kentucky
Estimated Costs Est.
- Exam Fee
- $305
- Total Estimated Cost
- $500
Cost Breakdown
Estimated costs for getting your Securities-Investment Adviser Representative license in Kentucky. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Kentucky licensing board.
Securities-Investment Adviser Representative Salary in Kentucky
Entry Level
$46,280
Median
$79,100
Experienced
$239,200
Source: Bureau of Labor Statistics. Salary data is for informational purposes only.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Securities-Investment Adviser Representative in Kentucky.
- 1
Submit Your Application
File your application with the licensing agency.
- 2
Receive Your License
Processing typically takes 2-4 months.
Securities-Investment Adviser Representative Licensing in Kentucky: What to Know
Kentucky regulates Securities-Investment Adviser Representatives through the Department of Financial Institutions. The COS data provides minimal information, noting only to contact the regulatory agency for specifics. IARs must register through the IARD system and pass the Series 65 or Series 7 + Series 66. Contact the Department of Financial Institutions at (502) 573-3390 or [email protected] for detailed requirements.
Frequently Asked Questions
- How much does a Securities-Investment Adviser Representative license cost in Kentucky?
- The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Securities-Investment Adviser Representative license in Kentucky?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Securities-Investment Adviser Representative license in Kentucky?
- You need to pass the Series 65 or Series 7 + Series 66. N/A
Considering another state?
Compare Securities-Investment Adviser Representative requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.