LicenseCompass

Investment Advisor License in Kansas

Quick Answer

Kansas requires passing the Series 65 or Series 7+66 exams and IARD registration through the Office of the Kansas Securities Commissioner. No continuing education required.

Exam
Series 65 or Series 7 + Series 66
Total Cost
$500 (est.)
Timeline
2-4 months
Background Check
Required
Renewal
Every Annually (December 31)

Requirements

Investment Advisor license in Kansas

gold
Exam
Third-party exam required
Background Check
No criminal record prohibitions
Continuing Education
No continuing education requirement to maintain license
Veterans Benefits
N/A - Not displayed

Estimated Costs Est.

Exam Fee
$305
Total Estimated Cost
$500

Licensing Agency

Kansas Department of Insurance~Office of the Kansas Securities Commissioner

Cost Breakdown

Estimated costs for getting your Investment Advisor license in Kansas. Values marked "Est." are extracted from official descriptions.

Enter the cost of your pre-licensing education program

$
Exam FeeEst.$305
Total Estimated Cost$305

Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Kansas licensing board.

Investment Advisor Salary in Kansas

Entry Level

$55,700

Median

$100,810

Experienced

$239,200

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

How to Get Licensed

Step-by-step roadmap to becoming a licensed Investment Advisor in Kansas.

  1. 1

    Submit Background Check

    No criminal record prohibitions

  2. 2

    Pass the Required Exam

    Third-party exam required — Series 65 or Series 7 + Series 66

  3. 3

    Submit Your Application

    File your application with the licensing agency.

  4. 4

    Receive Your License

    Processing typically takes 2-4 months.

Investment Advisor Licensing in Kansas: What to Know

Kansas regulates Investment Advisors through the Office of the Kansas Securities Commissioner under the Department of Insurance. The COS data describes investment advisors who advise clients on financial plans using knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate, and who may buy and sell financial assets for clients. A third-party exam is required. No continuing education is mandated. There are no criminal record prohibitions noted in the COS data. IARs register through the IARD system.

Frequently Asked Questions

How much does a Investment Advisor license cost in Kansas?
The estimated total cost is $500, including application fees, exam fees ($305), and education costs.
How long does it take to get a Investment Advisor license in Kansas?
The process typically takes 2-4 months, depending on education completion and exam scheduling.
What exam do I need for a Investment Advisor license in Kansas?
You need to pass the Series 65 or Series 7 + Series 66. Third-party exam required

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Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.