Investment Broker-Dealer and Related Occupations License in Alaska
Quick Answer
Alaska requires a $75 agent registration fee, passing the Series 65 or Series 7+66 exams, and registration through the Division of Banking and Securities via the IARD system.
- Exam
- Series 65 or Series 7 + Series 66
- Total Cost
- $700 (est.)
- Timeline
- 2-4 months
- Renewal
- Every Annually (December 31)
Requirements
Investment Broker-Dealer and Related Occupations license in Alaska
Estimated Costs Est.
- Application Fee
- $75
- Exam Fee
- $305
- Renewal Fee
- $75
- Total Estimated Cost
- $700
Cost Breakdown
Estimated costs for getting your Investment Broker-Dealer and Related Occupations license in Alaska. Values marked "Est." are extracted from official descriptions.
Enter the cost of your pre-licensing education program
Fees marked "Est." are extracted from official descriptions and may not reflect current pricing. Verify with the Alaska licensing board.
How to Get Licensed
Step-by-step roadmap to becoming a licensed Investment Broker-Dealer and Related Occupations in Alaska.
- 1
Submit Your Application
File your application with the licensing agency. Application fee: ~$75.
- 2
Receive Your License
Processing typically takes 2-4 months.
Investment Broker-Dealer and Related Occupations Licensing in Alaska: What to Know
Alaska regulates investment advisers and broker-dealers through the Division of Banking and Securities under the Department of Commerce, Community & Economic Development. The COS data lists broker-dealer registration at $250, branch office at $75, and agent of broker-dealer at $75. Investment Adviser Representatives must register through the IARD system, pass the Series 65 (or Series 7 + Series 66), and be associated with a registered investment adviser firm. Alaska follows the Uniform Securities Act framework.
Frequently Asked Questions
- How much does a Investment Broker-Dealer and Related Occupations license cost in Alaska?
- The estimated total cost is $700, including application fees, exam fees ($305), and education costs.
- How long does it take to get a Investment Broker-Dealer and Related Occupations license in Alaska?
- The process typically takes 2-4 months, depending on education completion and exam scheduling.
- What exam do I need for a Investment Broker-Dealer and Related Occupations license in Alaska?
- You need to pass the Series 65 or Series 7 + Series 66. N/A
Considering another state?
Compare Investment Broker-Dealer and Related Occupations requirements across states.
View all states →Data from CareerOneStop (DOLETA/DEED). Last updated: February 15, 2026.