BROKER-DEALERS License in Wisconsin

To obtain a BROKER-DEALERS in Wisconsin, review the requirements from WI Dept of Financial Institutions~Division of Securities.

Requirements

BROKER-DEALERS license in Wisconsin

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Education

Specific course required

Exam

State exam required

Background Check

Felony convictions prohibited

Continuing Education

Continuing education required to maintain license

Veterans Benefits

N/A - Not displayed

WI Dept of Financial Institutions~Division of Securities

Entry Level

$51,010

Median

$75,780

Experienced

$114,900

Source: Bureau of Labor Statistics. Salary data is for informational purposes only.

Step-by-step roadmap to becoming a licensed BROKER-DEALERS in Wisconsin.

1

Complete Education Requirements

Specific course required
2

Submit Background Check

Felony convictions prohibited
3

Pass the Required Exam

State exam required
4

Submit Your Application

File your application with the licensing agency.
5

Receive Your License

Processing times vary. Check with your state licensing board for current timelines.